Personnel Hong Kong SFC License Details (ID 78705)

Personnel Hong Kong SFC License Details (ID 78705)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2025-10-20	-
	Rep	Dealing in securities	2017-08-24	2025-05-15
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-10-13	2016-07-08
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-20
	Rep	Asset management	2003-04-01	2003-12-20
	Rep	Dealing in futures contracts	2003-04-01	2006-09-23
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-20
	Rep	Advising on securities	2003-04-01	2003-12-20
	Rep	Asset management	2003-04-01	2003-12-20
	Rep	Providing automated trading services	2003-04-01	2003-12-20
	Rep	Dealing in securities	2003-04-01	2006-09-23