Personnel SFC Licences and HKMA Registrations (ID 78710)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2023-03-15	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-07-19	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AD7658

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
東亞銀行有限公司	Dealing in securities	Non-EO	SENIOR DEALER	2010-09-04	—	Current
上海商業銀行有限公司	Dealing in securities	Non-EO	—	2008-02-16	2010-07-01	Former