Personnel Hong Kong SFC License Details (ID 78717)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-03-07	2022-03-01
BEA Union Investment Management Limited	Rep	Dealing in securities	2005-02-16	2007-02-09
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-04-13
	Rep	Advising on securities	-	2004-04-13
	Rep	Asset management	-	2004-04-13
	Rep	Dealing in securities	-	2004-08-12