Personnel SFC Licences and HKMA Registrations (ID 78727)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2026-03-11	-
	Rep	Dealing in securities	2026-03-11	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-03-03	2016-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.