Personnel SFC Licences and HKMA Registrations (ID 78728)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED	Rep	Dealing in securities	2023-04-21	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-12-30	2021-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.