Personnel SFC Licences and HKMA Registrations (ID 78745)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AC7205

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
東亞銀行有限公司	Dealing in securities	Non-EO	SENIOR DEALER	2011-08-26	—	Current
南洋商業銀行有限公司	Dealing in securities	Non-EO	—	2005-10-15	2011-06-18	Former
南洋商業銀行有限公司	Advising on securities	Non-EO	—	2005-10-15	2011-06-18	Former