Personnel Hong Kong SFC License Details (ID 78762)

Personnel Hong Kong SFC License Details (ID 78762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2023-11-23	2025-06-30
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-04-04	2020-10-04
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2019-04-04	2020-10-04
Planetree Futures Limited	Rep	Dealing in futures contracts	2017-12-08	2018-12-03
Planetree Securities Limited	Rep	Dealing in securities	2017-12-08	2018-12-03
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-19	2017-09-25
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-08-12	2017-09-25