Personnel Hong Kong SFC License Details (ID 78779)

Personnel Hong Kong SFC License Details (ID 78779)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2005-05-31	2024-03-28
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-05-31	2024-03-28
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-05
	Rep	Advising on securities	-	2003-08-05
	Rep	Asset management	-	2003-08-05
	Rep	Dealing in securities	-	2005-05-31
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	-	2003-08-05
	Rep	Asset management	-	2003-08-05
	Rep	Dealing in futures contracts	-	2005-05-31
United Securities Limited (HK)	Rep	Advising on corporate finance	-	2003-08-05
	Rep	Advising on securities	-	2003-08-05
	Rep	Asset management	-	2003-08-05
	Rep	Providing automated trading services	-	2003-08-05
	Rep	Dealing in securities	-	2017-01-26