Personnel Hong Kong SFC License Details (ID 78780)

Personnel Hong Kong SFC License Details (ID 78780)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED EAGLE SECURITIES LIMITED (HK)	Rep	Dealing in securities	2018-11-21	2022-06-01
	RO	Dealing in securities	2017-04-13	2018-11-21
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-04	2017-03-31
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-29
	Rep	Advising on securities	-	2004-01-29
	Rep	Asset management	-	2004-01-29
	Rep	Dealing in securities	-	2005-06-04
United Securities Limited (HK)	Rep	Advising on corporate finance	-	2004-01-29
	Rep	Advising on securities	-	2004-01-29
	Rep	Asset management	-	2004-01-29
	Rep	Providing automated trading services	-	2004-01-29
	Rep	Dealing in securities	-	2017-01-26