Personnel SFC Licences and HKMA Registrations (ID 7881)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KBR Fund Management Limited	RO	Advising on securities	2014-11-17	-
	RO	Asset management	2014-11-17	-
	Rep	Advising on securities	2014-09-10	2014-11-17
	Rep	Asset management	2014-09-10	2014-11-17
CASH ASSET MANAGEMENT LIMITED	RO	Asset management	2014-01-09	2014-02-17
CASH Wealth Management Limited	Rep	Dealing in securities	2013-06-04	2014-03-05
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2013-06-04	2014-03-05
CASH Wealth Management Limited	RO	Advising on securities	2012-11-06	2014-03-05
	RO	Asset management	2012-11-06	2014-03-05
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-07-13	2014-02-17
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-13	2014-03-05
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-03-27	2014-01-09
CASH Wealth Management Limited	Rep	Advising on securities	2009-03-27	2012-11-06
	Rep	Asset management	2009-03-27	2012-11-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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