Personnel Hong Kong SFC License Details (ID 78816)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Capital Limited	RO	Advising on corporate finance	2026-03-18	-
	Rep	Advising on corporate finance	2025-12-11	2026-03-18
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-12-11	-
China Sunrise Capital Limited	RO	Advising on corporate finance	2025-11-25	2025-11-28
	Rep	Advising on corporate finance	2025-10-13	2025-11-25
China Sunrise Securities (International) Limited	Rep	Advising on securities	2025-10-13	2025-11-28
	Rep	Dealing in securities	2025-10-13	2025-11-28
Admiralty Harbour Capital Limited	RO	Advising on corporate finance	2022-08-16	2025-09-15
	Rep	Advising on securities	2022-07-13	2025-09-15
	Rep	Advising on corporate finance	2022-06-28	2022-08-16
	Rep	Dealing in securities	2022-06-28	2025-09-15
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2018-10-24	2022-06-15
	Rep	Advising on corporate finance	2018-05-25	2018-10-24
	Rep	Dealing in securities	2018-05-25	2022-06-15
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2017-07-03	2018-05-12
	Rep	Advising on corporate finance	2017-05-17	2017-07-03
	Rep	Dealing in securities	2017-05-17	2018-05-12
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Advising on corporate finance	2016-08-03	2017-04-27
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-05-17	2017-04-27
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-05-17	2016-08-03
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2011-05-18	2016-05-08
	Rep	Dealing in securities	2011-05-18	2016-05-08
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2003-10-22	2003-12-03
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2003-10-22	2003-12-03