Personnel Hong Kong SFC License Details (ID 78818)

Personnel Hong Kong SFC License Details (ID 78818)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2020-10-05	2023-01-03
	Rep	Advising on corporate finance	2020-08-25	2020-10-05
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2020-08-25	2023-01-03
	Rep	Dealing in securities	2018-01-03	2020-03-06
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2017-09-05	2020-03-06
DL SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2017-01-09	2017-07-31
	RO	Dealing in securities	2017-01-09	2017-07-31
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2014-03-24	2015-07-02
EMPEROR CORPORATE FINANCE LIMITED	Rep	Dealing in securities	2011-10-10	2014-03-04
	Rep	Advising on corporate finance	2011-03-18	2014-03-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on corporate finance	2010-03-17	2011-03-09
Polaris Capital (Asia) Limited	Rep	Advising on corporate finance	2008-06-25	2010-03-11