Personnel Hong Kong SFC License Details (ID 78821)

Personnel Hong Kong SFC License Details (ID 78821)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL LIMITED	RO	Advising on corporate finance	2020-08-18	-
	Rep	Advising on corporate finance	2020-06-18	2020-08-18
SUCCESS NEW SPRING CAPITAL LIMITED	RO	Advising on corporate finance	2016-08-15	2020-02-29
	Rep	Advising on corporate finance	2016-07-13	2016-08-15
CVP Capital Limited (HK)	RO	Advising on corporate finance	2015-10-26	2016-07-01
Opus Capital Limited (HK)	RO	Advising on corporate finance	2014-08-18	2015-10-15
Nuada Limited	RO	Advising on corporate finance	2013-01-22	2014-04-30
	Rep	Advising on corporate finance	2012-12-14	2013-01-22
EMPEROR CORPORATE FINANCE LIMITED	Rep	Dealing in securities	2011-10-10	2012-06-16
	Rep	Advising on corporate finance	2007-09-21	2012-06-16