Personnel Hong Kong SFC License Details (ID 78836)

Personnel Hong Kong SFC License Details (ID 78836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-01-19	2011-12-09
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-01-19	2011-12-09
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2008-10-13	2008-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-10-13	2008-12-31
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2004-01-14	2007-11-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in futures contracts	-	2007-11-01