| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SW Capital Management Limited | Rep | Advising on securities | 2025-07-21 | - |
| Rep | Asset management | 2025-07-21 | - | |
| Rep | Dealing in securities | 2025-07-21 | - | |
| CHIEF SECURITIES LIMITED | Rep | Asset management | 2023-10-26 | 2025-04-26 |
| Rep | Advising on securities | 2023-08-21 | 2025-04-26 | |
| Rep | Dealing in securities | 2023-08-21 | 2025-04-26 | |
| China Angel Fund Management (HK) Company Limited | Rep | Asset management | 2018-06-19 | 2022-01-21 |
| Rep | Advising on securities | 2018-04-27 | 2022-01-21 | |
| CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-27 | 2022-01-21 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-06-12 | 2017-10-18 |
| Rep | Dealing in securities | 2017-06-12 | 2017-10-18 | |
| Mason Securities Limited | Rep | Dealing in securities | 2015-12-17 | 2016-08-26 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-17 | 2016-08-26 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-12 | 2015-11-26 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-12 | 2012-08-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-03-12 | 2015-11-26 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-07 | 2009-02-20 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-07 | 2009-02-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-07 | 2009-02-20 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-02 | 2009-02-20 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-04 | 2009-02-20 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-29 | 2009-02-20 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-11-24 | 2005-06-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-06 | 2004-08-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-04 |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-08-19 |
No HKMA registrations in the collected records.