| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-07-25 | - |
| Rep | Dealing in futures contracts | 2013-06-04 | - | |
| Rep | Dealing in securities | 2013-06-04 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-26 | 2013-05-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-26 | 2013-05-10 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2012-06-18 | 2013-03-15 |
| Rep | Advising on securities | 2012-06-18 | 2013-03-15 | |
| Rep | Dealing in futures contracts | 2012-06-18 | 2013-03-15 | |
| Rep | Dealing in securities | 2012-06-18 | 2013-03-15 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2012-02-28 | 2013-03-15 |
| Rep | Advising on securities | 2012-02-28 | 2013-03-15 | |
| Rep | Dealing in futures contracts | 2012-02-28 | 2013-03-15 | |
| Rep | Dealing in securities | 2012-02-28 | 2013-03-15 | |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2011-08-10 | 2011-12-09 |
| Rep | Dealing in futures contracts | 2011-08-10 | 2011-12-09 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2011-08-10 | 2011-12-09 |
| Rep | Dealing in securities | 2011-08-10 | 2011-12-09 |
No HKMA registrations in the collected records.