Personnel SFC Licences and HKMA Registrations (ID 78846)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-21	2025-05-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-06-11	-
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2008-09-01	2009-05-18
Mage Securities Limited	Rep	Dealing in securities	2007-12-06	2008-06-30
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2006-10-27	2007-11-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2006-08-31	2007-11-26
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-07-04	2006-08-24
WINTECH SECURITIES LIMITED	Rep	Dealing in securities	2004-04-28	2005-06-27
FULBRIGHT SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-31
	Rep	Advising on securities	2003-04-01	2003-12-31
	Rep	Asset management	2003-04-01	2003-12-31
	Rep	Providing automated trading services	2003-04-01	2003-12-31
	Rep	Dealing in securities	2003-04-01	2003-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.