| PURPLE LEGEND (HK) LIMITED | RO | Advising on securities | 2025-11-13 | - |
| RO | Asset management | 2025-11-13 | - |
| RO | Dealing in securities | 2025-11-13 | - |
| Rep | Advising on securities | 2025-11-03 | 2025-11-13 |
| Rep | Asset management | 2025-11-03 | 2025-11-13 |
| Rep | Dealing in securities | 2025-11-03 | 2025-11-13 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2025-02-04 | 2025-05-16 |
| RO | Asset management | 2025-02-04 | 2025-05-16 |
| RO | Dealing in securities | 2025-02-04 | 2025-05-16 |
| GLOBAL MASTERMIND INVESTMENT LIMITED | Rep | Asset management | 2024-03-21 | 2024-05-27 |
| Funderstone Asset Management (HK) Limited | RO | Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Futures Limited | RO | Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | Advising on securities | 2021-09-29 | 2023-10-31 |
| RO | Asset management | 2021-09-29 | 2023-10-31 |
| RO | Dealing in securities | 2021-09-29 | 2023-10-31 |
| Funderstone Asset Management (HK) Limited | Rep | Asset management | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Asset management | 2021-09-10 | 2021-09-29 |
| Rep | Advising on futures contracts | 2021-09-10 | 2023-10-31 |
| Rep | Dealing in futures contracts | 2021-09-10 | 2023-10-31 |
| Funderstone Securities Limited | Rep | Advising on securities | 2021-09-10 | 2021-09-29 |
| Rep | Asset management | 2021-09-10 | 2021-09-29 |
| Rep | Dealing in securities | 2021-09-10 | 2021-09-29 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2010-12-23 | 2021-08-04 |
| Rep | Dealing in futures contracts | 2010-12-23 | 2021-08-04 |
| Emperor Wealth Management Limited | RO | Advising on securities | 2010-12-23 | 2021-08-04 |
| RO | Dealing in securities | 2010-12-23 | 2021-08-04 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2010-08-26 | 2021-08-04 |
| Emperor Asset Management Limited | RO | Advising on securities | 2009-11-03 | 2021-08-04 |
| RO | Asset management | 2009-11-03 | 2021-08-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2009-09-14 | 2010-08-26 |
| RO | Dealing in securities | 2008-06-17 | 2021-08-04 |
| Rep | Dealing in securities | 2008-06-10 | 2008-06-17 |
| PARTNERS CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2007-04-02 | 2008-04-26 |
| Rep | Dealing in securities | 2007-03-15 | 2007-04-02 |
| TIS SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | 2007-01-31 |
| Rep | Dealing in securities | 2005-10-17 | 2007-01-31 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-21 |
| Rep | Advising on securities | 2003-04-01 | 2005-02-21 |
| Rep | Asset management | 2003-04-01 | 2005-02-21 |
| Rep | Dealing in securities | 2003-04-01 | 2005-09-30 |