| Emperor Wealth Management Limited | Rep | Dealing in securities | 2011-07-27 | - |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2011-03-24 | - |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-07 | - |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-14 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2005-11-14 | - |
| Rep | Dealing in securities | 2005-11-14 | - |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-22 |
| Rep | Asset management | 2003-04-01 | 2003-09-22 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-05-20 |