| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-07-12 | - |
| Rep | Dealing in futures contracts | 2021-06-08 | - |
| Central Universe Futures Limited | Rep | Advising on futures contracts | 2019-03-26 | 2021-05-14 |
| Rep | Dealing in futures contracts | 2019-03-26 | 2021-05-14 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-22 | 2014-04-01 |
| Rep | Dealing in futures contracts | 2008-06-11 | 2011-12-23 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-18 | 2017-07-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-07-06 | 2005-11-15 |