| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2025-06-12 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2025-06-12 | - |
| Emperor Wealth Management Limited | RO | Advising on securities | 2025-06-12 | - |
| Emperor Asset Management Limited | Rep | Advising on securities | 2025-03-27 | - |
| RO | Asset management | 2024-05-22 | - | |
| RO | Advising on securities | 2024-05-22 | 2025-03-27 | |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2022-05-16 | 2025-03-28 |
| RO | Dealing in futures contracts | 2022-04-22 | - | |
| EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2022-04-22 | - |
| RO | Advising on securities | 2022-04-22 | 2025-03-25 | |
| Emperor Wealth Management Limited | RO | Dealing in securities | 2022-04-22 | - |
| RO | Advising on securities | 2022-04-22 | 2025-03-25 | |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2022-03-14 | 2022-05-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2022-03-14 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | Advising on securities | 2022-03-14 | 2022-04-22 |
| Emperor Asset Management Limited | Rep | Advising on securities | 2021-08-02 | 2024-05-22 |
| Rep | Asset management | 2021-08-02 | 2024-05-22 | |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2022-04-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-09-28 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-09-28 | 2022-04-22 |
| RICHLAND WORLDWIDE LIMITED | Rep | Advising on securities | 2007-01-30 | 2009-06-09 |
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