| Vantum Asset Management Limited | RO | Asset management | 2021-05-10 | 2021-05-13 |
| RO | Advising on securities | 2018-11-23 | 2021-05-13 |
| Rep | Advising on securities | 2018-07-26 | 2018-11-23 |
| Rep | Asset management | 2018-07-26 | 2021-05-10 |
| SBI E2-Capital Securities Limited | RO | Dealing in futures contracts | 2018-06-20 | 2020-07-31 |
| RO | Dealing in securities | 2018-06-20 | 2020-07-31 |
| Rep | Dealing in futures contracts | 2018-03-01 | 2018-06-20 |
| Rep | Dealing in securities | 2018-03-01 | 2018-06-20 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2016-01-29 | 2018-02-07 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2016-01-29 | 2018-02-07 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2011-07-25 | 2018-02-07 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2018-02-07 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-08-29 | 2018-02-07 |