Personnel Hong Kong SFC License Details (ID 78883)

Personnel Hong Kong SFC License Details (ID 78883)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REALINK FINANCIAL TRADE LIMITED	RO	Dealing in futures contracts	2025-05-13	-
	RO	Dealing in securities	2025-05-13	-
CIF Securities Futures Limited	RO	Dealing in futures contracts	2021-11-10	2025-01-31
	RO	Dealing in securities	2021-11-10	2025-01-31
	Rep	Dealing in futures contracts	2021-10-25	2021-11-10
Central Universe Futures Limited	RO	Advising on futures contracts	2019-07-18	2021-09-14
	RO	Dealing in futures contracts	2019-07-18	2021-09-14
	Rep	Dealing in futures contracts	2019-04-18	2019-07-18
CLC FUTURES LIMITED	Rep	Dealing in futures contracts	2017-10-06	2019-04-12
CLC SECURITIES LIMITED	Rep	Dealing in securities	2017-10-06	2019-04-12
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2017-04-05	2017-09-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2017-04-05	2017-09-07
Rifa Futures Limited	Rep	Dealing in futures contracts	2016-10-24	2017-04-03
Rifa Securities Limited	Rep	Dealing in securities	2016-10-24	2017-04-03
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-03-12	2015-11-07
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-01-31	2011-12-23
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-06-11	2007-09-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2007-06-11	2007-09-01