| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-07-13 | 2012-08-28 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-07-13 | 2012-08-28 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-05-27 | 2012-07-03 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2012-07-03 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-04-13 | 2012-07-03 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2010-03-26 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-21 | 2010-03-26 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-21 | 2009-06-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-07-17 | 2009-06-17 |