Personnel Hong Kong SFC License Details (ID 78893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beevest Fortune Asset Management Limited	RO	Advising on securities	2023-03-15	-
	RO	Asset management	2023-03-15	-
Beevest Securities Limited	RO	Advising on securities	2022-12-14	-
	RO	Dealing in futures contracts	2022-12-14	-
	RO	Dealing in securities	2022-12-14	-
	Rep	Advising on securities	2022-11-15	2022-12-14
	Rep	Dealing in futures contracts	2022-11-15	2022-12-14
	Rep	Dealing in securities	2022-11-15	2022-12-14
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2020-05-18	2022-08-07
	RO	Dealing in futures contracts	2020-05-18	2022-08-07
	RO	Dealing in securities	2020-05-18	2022-08-07
	Rep	Advising on securities	2020-03-17	2020-05-18
	Rep	Dealing in securities	2020-03-17	2020-05-18
YUANYIN SECURITIES LIMITED	RO	Advising on securities	2019-03-05	2020-02-29
	RO	Dealing in securities	2018-11-23	2020-02-29
SR Wealth Securities Limited	RO	Dealing in securities	2016-08-25	2018-11-11
CHINA FINANCE HOLDINGS LIMITED	RO	Dealing in securities	2014-11-25	2016-04-10
Finet Securities Limited	RO	Dealing in futures contracts	2014-11-25	2016-04-10
	RO	Dealing in securities	2014-11-25	2016-04-10
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2013-09-25	2014-07-12
	Rep	Dealing in securities	2013-06-27	2013-09-25
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-11-13	2013-06-10
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2009-11-13	2013-06-10
	Rep	Dealing in securities	2009-11-13	2013-06-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-10-08	2009-10-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-08	2009-10-01
	Rep	Dealing in securities	2008-10-08	2009-10-01
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2008-08-08	2008-10-02
Success Securities Limited	Rep	Advising on securities	2008-03-20	2008-10-02
	Rep	Dealing in securities	2008-03-20	2008-10-02
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2005-01-26	2005-09-21
	Rep	Advising on securities	2005-01-26	2005-09-21
	Rep	Dealing in securities	2005-01-26	2005-09-21