Personnel Hong Kong SFC License Details (ID 78896)

Personnel Hong Kong SFC License Details (ID 78896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-08-23	2011-12-23
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2005-09-29	2011-12-23
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-10-07	2019-11-29
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2003-12-09	2004-02-11
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2003-12-03
	Rep	Advising on securities	-	2003-12-03
	Rep	Asset management	-	2003-12-03
	Rep	Providing automated trading services	-	2003-12-03
	Rep	Dealing in securities	-	2003-12-04