Personnel Hong Kong SFC License Details (ID 78898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-12-01	-
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-09-07	2008-11-14
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-26
	Rep	Asset management	2003-04-01	2004-02-26
	Rep	Dealing in futures contracts	2003-04-01	2004-08-24