Personnel Hong Kong SFC License Details (ID 78906)

Personnel Hong Kong SFC License Details (ID 78906)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-07	2024-03-26
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2015-08-07	2024-03-26
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-13	2014-12-15
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-04-20	2014-12-15
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2006-02-24	2006-09-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-23	2006-09-01