| Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-02-14 | 2019-04-26 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-21 | 2019-04-26 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-11-21 | 2011-12-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-11-21 | 2019-04-26 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2008-11-06 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2008-11-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2008-11-06 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-07-04 | 2008-11-06 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-04 | 2008-11-06 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-29 | 2008-11-06 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-10-29 | 2005-06-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-11 | 2004-08-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-05-11 |
| Rep | Asset management | - | 2004-05-11 |
| Rep | Dealing in futures contracts | - | 2004-08-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2004-08-19 |