Personnel SFC Licences and HKMA Registrations (ID 78916)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2011-11-18	-
	Rep	Dealing in futures contracts	2008-04-03	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2008-04-03	-
	Rep	Dealing in securities	2008-01-09	-
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.