| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | Advising on securities | 2026-06-25 | - |
| Rep | Asset management | 2026-06-25 | - | |
| Rep | Dealing in securities | 2026-06-25 | - | |
| Goldhorse Securities Limited | Rep | Advising on securities | 2025-10-22 | 2026-01-10 |
| Rep | Dealing in securities | 2025-10-22 | 2026-01-10 | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2024-02-22 | 2024-09-15 |
| RO | Dealing in securities | 2024-02-22 | 2024-09-15 | |
| Goldhorse Securities Limited | RO | Advising on securities | 2022-01-28 | 2025-10-22 |
| RO | Dealing in securities | 2022-01-28 | 2025-10-22 | |
| Rep | Advising on securities | 2021-08-20 | 2022-01-28 | |
| Rep | Dealing in securities | 2021-08-10 | 2022-01-28 | |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-29 | 2021-07-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-09-29 | 2021-07-16 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-16 | 2014-01-08 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-08-16 | 2014-01-08 |