| Planetree Asset Management Limited (HK) | RO | Asset management | 2025-10-14 | - |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2025-10-14 | - |
| Planetree Futures Limited | RO | Dealing in futures contracts | 2025-10-14 | - |
| Planetree Research Limited | RO | Advising on futures contracts | 2025-10-14 | - |
| RO | Advising on securities | 2025-10-14 | - |
| Planetree Securities Limited | RO | Providing automated trading services | 2025-10-14 | - |
| RO | Dealing in securities | 2025-10-14 | - |
| RO | Leveraged foreign exchange trading | 2025-06-03 | - |
| King Sun Securities Limited | RO | Advising on securities | 2024-07-09 | 2025-05-31 |
| RO | Asset management | 2024-07-09 | 2025-05-31 |
| RO | Dealing in securities | 2024-07-09 | 2025-05-31 |
| Rep | Advising on securities | 2024-05-23 | 2024-07-09 |
| Rep | Asset management | 2024-05-23 | 2024-07-09 |
| Rep | Dealing in securities | 2024-05-23 | 2024-07-09 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2023-10-31 | 2023-11-12 |
| RO | Asset management | 2023-10-31 | 2023-11-12 |
| RO | Dealing in futures contracts | 2023-10-31 | 2023-11-12 |
| RO | Dealing in securities | 2023-10-31 | 2023-11-12 |
| RO | Leveraged foreign exchange trading | 2023-10-31 | 2023-11-12 |
| Rep | Advising on securities | 2023-10-04 | 2023-10-31 |
| Rep | Asset management | 2023-10-04 | 2023-10-31 |
| Rep | Dealing in futures contracts | 2023-10-04 | 2023-10-31 |
| Rep | Dealing in securities | 2023-10-04 | 2023-10-31 |
| Rep | Leveraged foreign exchange trading | 2023-10-04 | 2023-10-31 |
| JMC Capital HK Limited | RO | Advising on securities | 2022-09-16 | 2023-08-18 |
| RO | Asset management | 2022-09-16 | 2023-08-18 |
| RO | Dealing in securities | 2022-09-16 | 2023-08-18 |
| JMC Capital International Limited | RO | Advising on futures contracts | 2022-09-16 | 2023-08-18 |
| RO | Advising on securities | 2022-09-16 | 2023-08-18 |
| RO | Dealing in futures contracts | 2022-09-16 | 2023-08-18 |
| RO | Dealing in securities | 2022-09-16 | 2023-08-18 |
| JMC Capital HK Limited | Rep | Advising on securities | 2022-08-26 | 2022-09-16 |
| Rep | Asset management | 2022-08-26 | 2022-09-16 |
| Rep | Dealing in securities | 2022-08-26 | 2022-09-16 |
| JMC Capital International Limited | Rep | Advising on futures contracts | 2022-08-26 | 2022-09-16 |
| Rep | Advising on securities | 2022-08-26 | 2022-09-16 |
| Rep | Dealing in futures contracts | 2022-08-26 | 2022-09-16 |
| Rep | Dealing in securities | 2022-08-26 | 2022-09-16 |
| I-ACCESS INVESTORS LIMITED | RO | Dealing in futures contracts | 2021-08-02 | 2022-05-13 |
| RO | Dealing in securities | 2021-08-02 | 2022-05-13 |
| RO | Leveraged foreign exchange trading | 2021-04-12 | 2022-05-13 |
| Bright Smart Asset Management Limited | RO | Asset management | 2018-03-06 | 2020-01-15 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-09-28 | 2020-01-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2017-09-28 | 2020-01-15 |
| BRIGHT SMART FOREX LIMITED | RO | Leveraged foreign exchange trading | 2015-03-09 | 2020-01-15 |
| Rep | Leveraged foreign exchange trading | 2014-02-28 | 2015-03-09 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-02-28 | 2017-09-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-02-28 | 2017-09-28 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-09-21 | 2013-12-13 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-08-27 | 2013-12-13 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2013-12-13 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-01-09 | 2013-12-13 |
| TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-05 | 2007-12-17 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-13 | 2007-12-17 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-04 | 2004-08-19 |
| Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-07-31 |