Personnel Hong Kong SFC License Details (ID 78956)

Personnel Hong Kong SFC License Details (ID 78956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2013-04-15	2016-11-11
	Rep	Leveraged foreign exchange trading	2013-04-15	2016-11-11
Nerico Brothers Limited (HK)	Rep	Leveraged foreign exchange trading	2012-02-03	2013-03-08
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-30	2010-12-30
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-04-30	2012-01-09
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-04-30	2012-01-09
Success Futures and Foreign Exchange Limited	Rep	Leveraged foreign exchange trading	2008-03-18	2009-04-16
	Rep	Dealing in futures contracts	2007-11-05	2009-04-16
Success Securities Limited	Rep	Dealing in securities	2007-11-05	2009-04-16