Wong, Siu Man (SFC:ACK320) 王紹文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2024-12-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-07-20
	Rep	Advising on securities	2003-04-01	2004-07-20
	Rep	Asset management	2003-04-01	2004-07-20
	Rep	Providing automated trading services	2003-04-01	2004-07-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2024-12-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-07-20
	Rep	Advising on securities	2003-04-01	2004-07-20
	Rep	Asset management	2003-04-01	2004-07-20
	Rep	Providing automated trading services	2003-04-01	2004-07-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.