| Vantum Asset Management Limited | Rep | Advising on securities | 2026-08-06 | - |
| Rep | Asset management | 2026-08-06 | - |
| Vantum Securities and Futures Limited | Rep | Dealing in futures contracts | 2026-08-06 | - |
| Rep | Dealing in securities | 2026-08-06 | - |
| Zircon Securities (HK) Limited | RO | Advising on futures contracts | 2025-08-13 | 2026-03-22 |
| RO | Advising on securities | 2025-08-13 | 2026-03-22 |
| RO | Asset management | 2025-08-13 | 2026-03-22 |
| RO | Dealing in futures contracts | 2025-08-13 | 2026-03-22 |
| RO | Dealing in securities | 2025-08-13 | 2026-03-22 |
| Rep | Advising on futures contracts | 2025-04-22 | 2025-08-13 |
| Rep | Advising on securities | 2025-04-22 | 2025-08-13 |
| Rep | Asset management | 2025-04-22 | 2025-08-13 |
| Rep | Dealing in futures contracts | 2025-04-22 | 2025-08-13 |
| Rep | Dealing in securities | 2025-04-22 | 2025-08-13 |
| Future Securities Limited (HK) | RO | Advising on futures contracts | 2024-09-13 | 2025-03-31 |
| RO | Advising on securities | 2024-09-13 | 2025-03-31 |
| RO | Asset management | 2024-09-13 | 2025-03-31 |
| RO | Dealing in futures contracts | 2024-09-13 | 2025-03-31 |
| RO | Dealing in securities | 2024-09-13 | 2025-03-31 |
| Rep | Advising on futures contracts | 2024-05-22 | 2024-09-13 |
| Rep | Asset management | 2024-05-22 | 2024-09-13 |
| Rep | Dealing in futures contracts | 2024-05-22 | 2024-09-13 |
| Rep | Advising on securities | 2024-05-07 | 2024-09-13 |
| Rep | Dealing in securities | 2024-05-07 | 2024-09-13 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2022-11-11 | 2024-01-16 |
| Rep | Advising on securities | 2022-11-07 | 2024-03-17 |
| Wonderland International Asset Management Limited | Rep | Asset management | 2021-03-30 | 2023-12-27 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-11-19 | 2022-11-11 |
| Rep | Dealing in securities | 2020-11-19 | 2024-03-17 |
| Rich Bay Securities Limited | Rep | Dealing in futures contracts | 2020-05-18 | 2020-11-04 |
| Rep | Dealing in securities | 2020-05-18 | 2020-11-04 |
| KVB Capital Markets Limited | Rep | Leveraged foreign exchange trading | 2019-10-30 | 2020-02-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2019-03-27 | 2019-07-12 |
| Rep | Dealing in futures contracts | 2019-03-27 | 2019-07-12 |
| XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-16 | 2019-03-15 |
| Rep | Dealing in futures contracts | 2018-11-16 | 2019-03-15 |
| HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2017-03-28 | 2018-07-16 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-06-29 | 2016-10-01 |