Personnel Hong Kong SFC License Details (ID 79118)

Personnel Hong Kong SFC License Details (ID 79118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL FOCUS ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-05-21	2024-11-20
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-21	2024-11-20
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-28	2020-05-18
Emperor Asset Management Limited	RO	Asset management	2014-10-22	2017-06-30
Emperor Wealth Management Limited	Rep	Dealing in securities	2012-05-30	2017-06-30
Emperor Asset Management Limited	Rep	Asset management	2011-08-10	2014-10-22
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2010-03-30	2020-05-18