Personnel Hong Kong SFC License Details (ID 79127)

Personnel Hong Kong SFC License Details (ID 79127)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2025-03-27	-
	RO	Dealing in securities	2023-02-06	-
	RO	Advising on securities	2023-02-06	2025-03-27
Emperor Wealth Management Limited	RO	Advising on securities	2023-02-06	-
	RO	Dealing in securities	2023-02-06	2025-03-25
Emperor Asset Management Limited	RO	Advising on securities	2021-10-05	-
	RO	Asset management	2021-10-05	-
	Rep	Advising on securities	2018-08-08	2021-10-05
	Rep	Asset management	2018-08-08	2021-10-05
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2011-07-07	2023-02-06
	Rep	Dealing in securities	2011-07-07	2023-02-06
Emperor Wealth Management Limited	Rep	Advising on securities	2011-07-07	2023-02-06
	Rep	Dealing in securities	2011-07-07	2023-02-06
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2007-10-15	2011-06-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-10-15	2011-06-04