Personnel Hong Kong SFC License Details (ID 79140)

Personnel Hong Kong SFC License Details (ID 79140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-05-20	2024-01-15
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-23	2005-07-26
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-06-23	2005-10-22
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-06-12
	Rep	Asset management	-	2003-06-12
	Rep	Dealing in futures contracts	-	2003-06-12
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	-	2003-06-12
	Rep	Advising on securities	-	2003-06-12
	Rep	Asset management	-	2003-06-12
	Rep	Providing automated trading services	-	2003-06-12
	Rep	Dealing in securities	-	2003-06-12