Personnel SFC Licences and HKMA Registrations (ID 79146)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2023-07-11	-
VAST HARBOUR SECURITIES LIMITED	Rep	Dealing in securities	2012-08-31	2022-06-30
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-09-03	2012-08-14
SDIC Securities International Financial Holdings Limited	Rep	Advising on corporate finance	2003-04-01	2003-04-14
	Rep	Advising on securities	2003-04-01	2003-04-14
	Rep	Asset management	2003-04-01	2003-04-14
	Rep	Dealing in securities	2003-04-01	2003-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.