| Jiupeng (HK) Asset Management Limited | RO | Advising on securities | 2026-07-02 | - |
| RO | Asset management | 2026-07-02 | - |
| Creekfront Capital Limited | RO | Advising on securities | 2024-02-05 | 2025-12-05 |
| RO | Asset management | 2024-02-05 | 2025-12-05 |
| UNITED ZONE INVESTMENT LIMITED | RO | Dealing in futures contracts | 2023-08-29 | 2023-12-31 |
| RO | Dealing in futures contracts | 2021-11-12 | 2022-08-12 |
| RO | Advising on securities | 2021-11-12 | 2023-12-31 |
| RO | Asset management | 2021-11-12 | 2023-12-31 |
| RO | Dealing in securities | 2021-11-12 | 2023-12-31 |
| Rep | Asset management | 2021-08-31 | 2021-11-12 |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2019-07-05 | 2021-08-13 |
| Rep | Asset management | 2019-06-11 | 2019-07-05 |
| FIVE STATES CAPITAL RESOURCES LIMITED | RO | Asset management | 2018-09-03 | 2019-04-22 |
| RO | Advising on securities | 2018-06-21 | 2019-04-22 |
| RO | Dealing in securities | 2018-06-05 | 2019-04-22 |
| Rep | Advising on securities | 2018-04-04 | 2018-06-21 |
| Rep | Asset management | 2018-04-04 | 2018-09-03 |
| GEO Securities Limited | RO | Advising on securities | 2017-10-16 | 2018-02-12 |
| RO | Dealing in securities | 2017-10-16 | 2018-02-12 |
| Rep | Dealing in securities | 2017-07-20 | 2017-10-16 |
| Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2015-08-14 | 2017-06-10 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-10 | 2011-03-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-01-10 | 2015-07-24 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-27 | 2011-03-31 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-23 | 2005-06-06 |