Ng, Siu Fai (SFC:AWS462) 吳紹徽

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Asset management	2024-03-28	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-26	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2011-01-28	-
Emperor Wealth Management Limited	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2011-01-28	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Asset management	2024-03-28	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-26	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2011-01-28	-
Emperor Wealth Management Limited	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2011-01-28	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.