Personnel Hong Kong SFC License Details (ID 79180)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-03-10	2020-03-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2014-06-03	2016-03-01
	Rep	Dealing in securities	2011-01-19	2011-03-31
	Rep	Advising on securities	2011-01-19	2016-03-01
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2007-12-31	2008-09-20
OnePlatform Asset Management Limited	Rep	Advising on securities	2005-05-09	2005-07-11