Personnel Hong Kong SFC License Details (ID 79183)

Personnel Hong Kong SFC License Details (ID 79183)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THE CORE SECURITIES COMPANY LIMITED	RO	Advising on securities	2019-07-29	2020-07-17
	RO	Asset management	2019-07-29	2020-07-17
	RO	Dealing in securities	2019-07-29	2020-07-17
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Dealing in securities	2018-06-04	2019-06-02
	RO	Advising on securities	2016-11-25	2019-06-02
	RO	Asset management	2016-11-25	2019-06-02
ENHANCED INVESTMENT PRODUCTS LIMITED	RO	Advising on corporate finance	2013-11-05	2016-09-18
	RO	Advising on futures contracts	2013-11-05	2016-09-18
	Rep	Advising on corporate finance	2012-07-12	2013-11-05
	RO	Advising on securities	2012-07-12	2016-09-18
	RO	Asset management	2012-07-12	2016-09-18
	Rep	Advising on securities	2011-07-04	2012-07-12
	Rep	Asset management	2011-07-04	2012-07-12
CSOP Asset Management Limited	Rep	Advising on securities	2010-04-29	2010-07-19
	Rep	Asset management	2010-04-29	2010-07-19