| VICTORY SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-11-20 | - |
| RO | Asset management | 2024-11-20 | - |
| RO | Dealing in futures contracts | 2024-11-20 | - |
| RO | Dealing in securities | 2024-11-20 | - |
| Rep | Asset management | 2024-06-17 | 2024-11-20 |
| Rep | Advising on securities | 2023-11-27 | 2024-11-20 |
| Rep | Dealing in futures contracts | 2023-11-27 | 2024-11-20 |
| Rep | Dealing in securities | 2023-10-24 | 2024-11-20 |
| Enhanced Investment Management Limited | RO | Advising on securities | 2019-11-28 | 2022-09-30 |
| RO | Asset management | 2019-11-28 | 2022-09-30 |
| Enhanced Securities Limited | RO | Dealing in futures contracts | 2018-06-22 | 2022-07-27 |
| Enhanced Investment Management Limited | Rep | Advising on securities | 2017-06-16 | 2019-11-28 |
| Enhanced Securities Limited | RO | Dealing in securities | 2017-01-10 | 2023-09-01 |
| Rep | Dealing in securities | 2014-06-18 | 2017-01-10 |
| RO | Dealing in securities | 2011-08-02 | 2014-06-18 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-12 |
| Rep | Asset management | 2003-04-01 | 2004-01-12 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-08-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-12 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-12 |
| Rep | Asset management | 2003-04-01 | 2004-01-12 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-12 |
| Rep | Dealing in securities | 2003-04-01 | 2011-08-01 |