Personnel Hong Kong SFC License Details (ID 79188)

Personnel Hong Kong SFC License Details (ID 79188)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2025-02-24	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-02-24	-
Arta Asset Management Limited	RO	Asset management	2008-07-10	2014-01-30
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2006-12-04	2025-02-12
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2006-12-04	2025-02-12
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2004-08-24	2006-11-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-08-24	2006-11-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-08-24	2006-11-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-08-05	2006-11-30
DRAGONINVEST GROUP LIMITED	RO	Advising on securities	2003-04-01	2004-08-02