Personnel SFC Licences and HKMA Registrations (ID 79194)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENLIGHTEN SECURITIES LIMITED	RO	Dealing in securities	2021-06-28	-
Arta Asset Management Limited	Rep	Asset management	2010-02-05	2014-01-30
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2007-05-17	-
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2007-04-18	2021-06-28
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2006-05-15	2007-04-04
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-01-03	2007-04-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.