| OCEANVAST CAPITAL LIMITED (b2016-11-16) | RO | Advising on securities | 2024-03-19 | 2026-07-03 |
| RO | Asset management | 2024-03-19 | 2026-07-03 |
| WRise Wealth Management (Hong Kong) Limited | RO | Advising on securities | 2022-07-25 | 2023-12-27 |
| RO | Asset management | 2022-07-25 | 2023-12-27 |
| RO | Dealing in securities | 2022-07-25 | 2023-12-27 |
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2019-01-28 | 2022-04-01 |
| RO | Asset management | 2019-01-28 | 2022-04-01 |
| Plutus Securities Limited | RO | Dealing in securities | 2019-01-28 | 2022-04-01 |
| Guardians Asset Management Limited | RO | Asset management | 2018-01-03 | 2019-01-10 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-07-26 | 2017-11-19 |
| RO | Asset management | 2016-08-26 | 2017-11-19 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-29 | 2017-11-19 |
| CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2016-01-22 | 2016-08-26 |
| Rep | Dealing in securities | 2015-05-06 | 2017-07-26 |
| Partners Asset Management (HK) Limited | Rep | Asset management | 2013-08-19 | 2015-04-25 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-03 | 2015-04-25 |
| Arta Asset Management Limited | Rep | Dealing in securities | 2010-03-30 | 2011-10-29 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-30 | 2011-10-29 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-30 | 2011-10-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-20 | 2009-09-10 |