| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | RO | Asset management | 2017-11-20 | 2025-09-30 |
| Rep | Asset management | 2012-10-22 | 2017-11-20 | |
| Rep | Dealing in securities | 2011-11-04 | - | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | - |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-01 | 2011-10-29 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-01 | 2011-10-29 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2010-02-18 | 2010-05-20 |
| Rep | Dealing in securities | 2009-12-21 | 2010-05-20 | |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-10-12 | 2009-12-23 |
No HKMA registrations in the collected records.