| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2025-11-25 | - |
| RO | Asset management | 2025-11-25 | - |
| Rep | Advising on securities | 2024-10-09 | 2025-11-25 |
| Rep | Asset management | 2024-10-09 | 2025-11-25 |
| RO | Dealing in securities | 2024-08-09 | - |
| Rep | Dealing in securities | 2024-07-05 | 2024-08-09 |
| EVERWEALTH CAPITAL MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2024-05-28 | 2024-06-21 |
| Kai Yin Securities Limited | RO | Dealing in futures contracts | 2022-08-08 | 2023-02-08 |
| RO | Advising on securities | 2022-08-08 | 2023-09-18 |
| RO | Dealing in securities | 2021-07-19 | 2023-09-18 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-03-15 | 2021-06-25 |
| Black Marble Securities Limited | RO | Dealing in securities | 2017-07-21 | 2021-02-26 |
| Rep | Dealing in securities | 2015-12-31 | 2017-07-21 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-25 | 2015-12-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-25 | 2015-12-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-12-04 | 2009-03-16 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-04 | 2009-03-16 |