| GRANSING SECURITIES CO., LIMITED | Rep | Advising on securities | 2016-06-14 | 2019-08-15 |
| Rep | Asset management | 2016-06-14 | 2019-08-15 |
| Rep | Dealing in securities | 2014-03-26 | 2019-08-15 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-02-19 | 2014-03-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-19 | 2014-03-11 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-13 | 2013-02-07 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-02-07 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-15 | 2009-05-04 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-15 |
| Rep | Asset management | - | 2004-03-15 |
| Rep | Dealing in futures contracts | - | 2009-05-04 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2004-03-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2009-05-04 |